Compliance Governance & Advice Manager - FCA

Audit Risk and Compliance

Job Number: 3643

Location: Acton Support Centre (123)

Contract: Full Time / Permanent



This role is responsible for providing comprehensive advice on existing and emerging regulatory requirements, providing policy and guidance to business areas as part of the second line, establishing relationships across the Group to ensure that compliance advice is proactively provided, and sought and valued by all areas of the business.


You will:

  • Provide advice to the business (first line) on the relevance and impact of FCA and other relevant regulation on the Group’s activities to ensure understanding of the requirements and design of appropriate policies and processes to enable compliance
  • Review emerging/developing regulation to provide the business with an advance view of potential impacts
  • Assist the Head of Compliance Advice in developing and maintaining a suite of second line control documents reflecting the range of the team’s activity and oversight
  • Build and maintain relationships with colleagues around the business, including first and third line control operators, to ensure that policy advice is consistently reflected in policies
  • Attend governance and oversight fora to represent compliance as directed
  • Maintain relationships with Compliance Monitoring team to understand the impact of monitoring review findings, reflecting these in policy advice/development


You will need:

  • Expert knowledge of the FCA regulatory regime and Handbook
  • Excellent ability to provide concise and authoritative guidance in both verbal and written form.
  • Good ability to influence colleagues at all levels of the business, including Executive/Director level.
  • Self-directed approach to researching regulations
  • Good decision making ability
  • Educated to Degree level or equivalent (preferable)
  • Relevant financial services industry technical qualifications
  • Preferably hold a recognised qualification in Governance and Compliance


Dixons Carphone is Europe’s number one electrical and telecommunications retailer and services company, with more than 40,000 colleagues across nine countries, including the UK and Ireland. Every day, we use our people’s expertise to reach out and help new customers. What’s more - we’re exploring extraordinary new markets, from wellness to security, so that in an ever more connected and constantly changing world, we can offer our customers the most comprehensive service.

It’s an exciting time to join us and find yourself a place in our growing success story, apply now.